A proceeding or communication involving only one party without notice to the other — generally prohibited in arbitration but a structured exception exists in mediation through the private caucus.
Written by Mediate Editorial TeamLast reviewed
Ex parte — Latin for "by one party" — describes any proceeding, order, or communication
where only one side is present or has been given notice.
## In court proceedings
Courts occasionally grant ex parte orders — typically urgent injunctions or attachment
orders where giving notice to the other side would defeat the purpose of the relief.
Such orders are usually interim and require the other party to be heard at the earliest
opportunity.
## In arbitration
Ex parte contact between an arbitrator and one party (outside the formal proceedings and
without the other party's knowledge) is a serious procedural irregularity that can be
grounds for challenging the resulting award under Section 34 of the Arbitration and
Conciliation Act, 1996. The equal treatment principle — that both parties must be given
a full opportunity to present their case — is fundamental.
Where a party simply fails to participate in properly notified arbitration proceedings,
the tribunal can proceed ex parte and issue an award. This is not a violation — it is
the Act's mechanism for preventing unilateral delay.
## In mediation — the caucus distinction
In mediation, private one-on-one meetings between the mediator and each party (caucuses)
are a standard and entirely proper part of the process. These are not "ex parte" in the
problematic sense — both parties know the caucus structure exists and consent to it at
the outset. The mediator's obligation is to maintain confidentiality about what each
party discloses in their private session and not to share it with the other party without
consent.
What would be improper is a mediator having substantive, undisclosed contact with one
party outside the mediation framework — sharing information from one party's caucus with
the other, or communicating proposals without both parties' knowledge of the overall process.
Arbitration is a binding process where an arbitrator decides the dispute after hearing both sides, similar to a private court. Learn how it works, when it fits, and how awards are enforced in India.